STATUTORY AUTOPSY
What the regulator asked, and what the evidence should have shown
Each entry is a deep-dive analysis of an actual AI enforcement action, with primary-source citations, the architectural failure that produced it, and the log structure that would have answered the examiner.
The SEC's first AI washing actions were not about model quality. They were about the provability of marketing claims — and neither firm's infrastructure could produce the evidence.
The Docket analyses the enforcement record. The Evidence Docket holds the artifacts: the ledger specification, the retention anchor, and the sample contractual record.
Open the Evidence Docket